Clearing Firm Information and Link

American Capital Partners, LLC has an association with RBC Dain Correspondent Services (RBC Dain CS) a division of RBC Dain Rauscher Inc., our clearing firm. Click here for the RBC Dain CS website RBC Dain CS is a fully disclosed, full-service clearing and execution firm. RBC Dain CS, founded in 1979, is one of the nation's largest full-service regional brokerage and investment banking firms. In addition to our firm, RBC Dain CS conducts clearing operations for correspondents across the country. RBC Dain CS performs centralized cashiering, bookkeeping, and execution functions for our cash and margin accounts. RBC Dain CS handles the delivery and receipt of securities purchased or sold by clients, receives and distributes dividends and other distributions and processes exchange offers, rights offerings, warrant exercises, tender offers and redemptions. RBC Dain Rauscher also extends credit for the purchase or sale of securities in margin accounts in accordance with the margin agreement between you and RBC Dain Rauscher.