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American Capital Partners, LLC

Stocks and Stock Mutual Funds 101

Investing in stocks and stock funds can help you pursue financial goals, but consider the risks and rewards first.

FINRA SIPC MSRB
Municpal Bond informational brochures are available for customers and municipal advisors, including how to file a complaint with an appropriate regulatory authority and any description of protections that may be provided by MSRB’s rules can be located at the MSRB’s website: MSRB Brochure

FINRA Broker Check

American Capital Partners, LLC has provided information pursuant to SEC Rule(s)605 and 606 that requires firms to make publicly available, quarterly reports on the firm's order routing practices. Currently all American Capital Partners, LLC orders are routed through its clearing agent RBC Clearing and Custody or routed internally through our institutional platform. Orders executed
by American Capital Partners Institutional Desk maybe be viewed via the Tag Audit Group.

For current information provided by RBC Clearing and Custody, please see: RBC Rule 606
SEC Rule 605

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